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I have been looking at some literature on Topological Superconductor, where the BdG Hamiltonian is frequently used, the $H_{BdG}$ has the so-called particle-hole symmetry, which is commonly defined through $C=\sigma_x \mathcal{K}$, where $C^{-1}HC=-H^*$.

As a beginner, I'm really curious about the basic definition of this particle-hole "transformation".Why should it be defined like this? Hope someone can answer this question.

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    $\begingroup$ It has to transform the charge to the opposite, and this comes as the covariant derivative $\partial-ieA$, so it has to deal with the complex conjugation (see e.g. the book by Itzykson and Zuber). Now, the operation which contains the complex conjugation and commutes with the Hamiltonian is called the time-reversal operation. The one which anti-commutes is the charge conjugation, or particle-hole symmetry. Its exact definition is up to you, the important thing is that it's the symmetry which anti-commutes and contains a complex conjugation operation. $\endgroup$
    – FraSchelle
    Commented Aug 11, 2016 at 8:49

3 Answers 3

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Particle-hole symmetry is only antilinear in the one-particle space. It is linear and unitary when acting on the many-particle Fock space. See footnote after eq 4 in S.Ryu, A.Schnyder, A.Furusaki, A.Ludwig, Topological insulators and superconductors: ten-fold way and dimensional hierarchy New J. Phys. 12, 065010 (2010). ArXiv:0912.2157.

Supose that the one particle Hamiltonian has the property that
$$ C H^* C^{-1}= -H $$ for some unitary matrix $C$. Then
$$ Hu_n=\lambda_n u_n\quad\Rightarrow \quad HCu_n^* = -\lambda_n Cu^*_n, $$ so, when $\lambda$ is non zero, the single-particle eigenfunctions come in opposite-eigenvalue pairs. In the absence of zero energy states the ground state $|0\rangle$ has all negative-energy states occupied and is non-degenerate.

We define the action of a unitary particle-hole operator ${\mathsf C}$ on the many-body Fock space by $$ {\mathsf C}\Psi_\beta {\mathsf C}^{-1}= \Psi_\alpha^\dagger C_{\alpha\beta}, \quad {\mathsf C}\Psi^\dagger_\beta {\mathsf C}^{-1}= C^\dagger_{\beta\alpha}\Psi_\alpha. $$

When
${\mathsf C}$ acts on the Hamiltonian we have $$ {\mathsf C}\hat H {\mathsf C}^{-1}= {\mathsf C}\Psi^\dagger_\alpha H_{\alpha\beta} \Psi_\beta {\mathsf C}^{-1}\\ ={\mathsf C}\Psi^\dagger_\alpha {\mathsf C}^{-1}{\mathsf C}H_{\alpha\beta}{\mathsf C}^{-1}{\mathsf C} \Psi_\beta {\mathsf C}^{-1}\\ = {\mathsf C}\Psi^\dagger_\alpha {\mathsf C}^{-1}H_{\alpha\beta}{\mathsf C} \Psi_\beta {\mathsf C}^{-1}\\ = C^\dagger_{\alpha\rho}\Psi_{\rho} H_{\alpha\beta} \Psi^\dagger_\sigma C_{\sigma\beta}\\ =- \Psi^\dagger_\sigma C_{\sigma\beta} H_{\alpha\beta}C^\dagger_{\alpha\rho}\Psi_{\rho}\\ =- \Psi^\dagger_\sigma C_{\sigma\beta} H^T_{\beta \alpha}C^\dagger_{\alpha\rho}\Psi_{\rho}\nonumber\\ =- \Psi^\dagger_\sigma C_{\sigma\beta} H^*_{\beta \alpha}C^\dagger_{\alpha\rho}\Psi_{\rho}\nonumber\\ =+ \Psi^\dagger_\sigma H_{\sigma\rho} \Psi_{\rho}.\\ = \hat H. $$ So the one-particle transformation on $H$ leaves the many-particle hamiltonian invariant.

Note: In expressions like $ \Psi^\dagger_\sigma C_{\sigma\beta} H_{\alpha\beta}C^\dagger_{\alpha\rho}\Psi_{\rho}$, the quantities $\Psi^\dagger_\sigma$ and $\Psi_{\rho}$ are second quantized operators, whereas $C_{\sigma\beta}$ or $H_{\alpha\beta}$ are regular complex numbers (they are the components of the relevant matrices).

Note that we have used $C^{*\dagger} = C^T$ and the tracelessness (line 5 $\to$ 6) and hermiticity of $H$ in the above manipulations. More importantly, and despite the appearance of ``$*$" in the action on $H$, the many-body operator ${\mathsf C}$ must act on the Fock space linearly: $$ {\mathsf C}(\lambda |\psi_1\rangle+\mu |\psi_2\rangle)= \lambda {\mathsf C}|\psi_1\rangle+\mu {\mathsf C}|\psi_2\rangle. $$ The linearity is required in the step $$ {\mathsf C}H_{\alpha\beta}{\mathsf C}^{-1}= H_{\alpha\beta}. $$

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  • $\begingroup$ I think the line 4 to line 5 in your main deduction is to exchange $\psi^\dagger_\sigma$ and $\psi_\rho$. But why does this exchange not produce the $\delta_{\sigma,\rho}$ term, as $\{\psi_\alpha,\psi_\beta^\dagger\}=\delta_{\alpha,\beta}$? $\endgroup$
    – Jason
    Commented Mar 1, 2022 at 8:12
  • $\begingroup$ @Jason. The matrix $H$ is traceless. That follows from hermiticity and $CH^*C^{-1}=-H$. As a consequence, the contributions from the $\delta_{\alpha\beta}$'s sum to zero. $\endgroup$
    – mike stone
    Commented Mar 1, 2022 at 12:25
  • $\begingroup$ Oh, I see! One more question. Why $\mathrm{C}\Psi^\dagger_\beta\mathrm{C}^{-1}=C_{\beta\alpha}^\dagger\Psi_\alpha$ but not $\mathrm{C}\Psi_\beta^\dagger\mathrm{C}^{-1}=\Psi_\beta$? I mean, from the general definition, they should be as the later form. $\endgroup$
    – Jason
    Commented Mar 2, 2022 at 1:31
  • $\begingroup$ @Jason The second equation (with the $C^\dagger$) follows from the first by taking its Hermitian conjugate. $\endgroup$
    – mike stone
    Commented Mar 2, 2022 at 13:03
  • $\begingroup$ I know that. What I am confused about is that why the form of particle hole symmetry is not just change the creation operator into the annihilation operator of the same quantum number(as eq.(1) in the answer here), but a linear combination of annihilation operators as above and in the paper mensioned? If so, how can I determine the coefficient $C_{\alpha\beta}$ in the definition? $\endgroup$
    – Jason
    Commented Mar 3, 2022 at 1:21
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I find it conceptually more simple to think of particle-hole symmetry as defined in second quantization notation. Indeed: the very meaning of a particle-hole transformation should mean that it should interchanging particles and holes, i.e. we want $\mathcal C c^\dagger \mathcal C = c$ (where $\mathcal C^2 = 1$). The anti-unitarity then follows from wanting $\mathcal C$ to preserve the $U(1)$ symmetry of fermions: if $c \to e^{i\alpha} c$, then $\mathcal C (e^{-i\alpha} c^\dagger )\mathcal C = e^{i\alpha} c$. I.e. we want that $\mathcal C e^{-i\alpha} \mathcal C = e^{i\alpha}$. This then naturally and completely defines the particle-hole transformation $\mathcal C$ !

Then how to define being invariant under this symmetry? Naively we would say $\mathcal C H \mathcal C = H$. However this is not the right notion. To see this, take the simple case of $H = \sum t_{ij} c_i^\dagger c_j + \mu c_i^\dagger c_i$. Intuitively we see that this should be particle-hole symmetric if $\mu = 0$. (To convince yourself, consider the case of nearest-neighbour hopping, in which case we know the spectrum is just a cosine, which is clearly particle-hole symmetric at half-filling, i.e. $\mu = 0$.) Using our above definition, $\mathcal C H\mathcal C = \sum t_{ij}^* c_i c_j^\dagger + \mu c_i c_i^\dagger$, which by the fermionic commutation rules is the same as $- \sum \left( t_{ji}^* c_i^\dagger c_j + \mu c_i^\dagger c_i \right) + \mu N_\textrm{sites}$. Then again by the fact that $H$ must be Hermitian, we know that $t_{ji}^* = t_{ij}$, so we see that $$ \mathcal C H\mathcal C = -H + \mu N_\textrm{sites}$$

I.e. in the particle-hole symmetric case, we have that $ \mathcal C H\mathcal C = -H$. It is then natural to take this as our definition of particle-hole symmetry!

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    $\begingroup$ thanks. As for the example, you are absolutely right, but I think it's better to express the Hamiltonian as $H=\frac{1}{2} \sum t_{i,j} (c^{\dagger}_i c_j-c_j c^{\dagger}_i)+\mu (c^{\dagger}_i c_i - c_i c^{\dagger}_i )+ const$, which is in the particle-hole basis. $\endgroup$
    – Ogawa Chen
    Commented Aug 16, 2016 at 13:04
  • $\begingroup$ Nice explanation! But it seems to me the statement that $\mathcal{C}$ preserves the U(1) symmetry of fermions contradicts the fact that $\mathcal{C}$ is unitary in second quantization form (as pointed out in mike stone's answer). Do I miss something? $\endgroup$
    – Hao
    Commented May 22, 2023 at 18:27
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A more fundamental answer to why the particle-hole operator is taken that way is to look towards QFT. There we have particles and antiparticles and we can assign a charge of $+q$ to a particle and $-q$ to the antiparticle. Thus a operator that interchanges particles and antiparticles $\mathcal{C}$ must satisfy $\mathcal{C}|p\rangle=|\bar{p}\rangle$ so if we have a charge operator $\mathcal{Q}$ it must satisfy: $\mathcal{Q}|p\rangle=q|p\rangle$ and $\mathcal{Q}|\bar{p}\rangle=-q|\bar{p}\rangle$. Now we apply the $\mathcal{C}$ operator:

$$\mathcal{C} \mathcal{Q}|p\rangle= \mathcal{C} q|p\rangle= q|\bar{p}\rangle$$ While simultaneously: $$\mathcal{Q}\mathcal{C}|p\rangle= \mathcal{Q}|\bar{p}\rangle= -q|\bar{p}\rangle$$ Thus we must have $$\mathcal{Q}\mathcal{C}=-\mathcal{C} \mathcal{Q}$$ In this sense if an operator is consistent with how charges change under $\mathcal{C}$ then: $$\mathcal{C}^{-1}\mathcal{A}\mathcal{C}=-\mathcal{A}$$ Now this we can apply to the Hamiltonian , note that we can't have $\mathcal{H}\mathcal{C}=\mathcal{C} \mathcal{H}$ since this would imply simultaneous eigenstates of the Hamiltonian and $\mathcal{C}$, but the only eigenstates of $\mathcal{C}$ are particles whose antiparticle is themselves since $\mathcal{C}^2=1$. So to establish consistency of particles and antiparticles the Hamiltonian must satisfy: $$\mathcal{C}\mathcal{H}\mathcal{C}=-\mathcal{H}$$ This actually links to the above answer since maintaining $U(1)$ symmetry implies charge conservation so $\mathcal{C}$ must be anti-unitary. For the case of Condensed Matter we take, conveniently, holes to be the antiparticle of electrons since clearly they have opposite charge. Then all of the above follows.

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