2
$\begingroup$

Ensembles can be defined in two ways (see here).

In statistical mechanics, it is assumed that the time average of some property, e.g., the energy, is equal to the ensemble average of the same property. This is intuitive and understandable, but I wonder whether there is a more profound reason for that.

When looking for an explanation, I found this page in Wikipedia that states that ergodicity explains this phenomenon. Unfortunately, I could not understand the maths behind it. Can someone offer an explanation that relies on physical principles?

$\endgroup$
2
  • 3
    $\begingroup$ it's quite subtle and rather glossed-over in a typical undergraduate-level course $\endgroup$ Mar 22, 2021 at 19:36
  • 1
    $\begingroup$ In some sense this is an active area of research. Everyone knows statistical mechanics works, and everyone has reasons why, and everyone can more of less explain why everyone else's reasons don't work... $\endgroup$
    – jacob1729
    Mar 23, 2021 at 0:29

2 Answers 2

4
$\begingroup$

Here is is one way to justify this within quantum mechanics, that goes by the name of eigenstate thermalization hypothesis:

For any system we can expand states $|\psi\rangle$ in terms of energy eigenstates $|n\rangle$:

$$|\psi\rangle = \sum_m C_m |n\rangle $$

Then the expectation of an observable $O$ is given by:

$$\langle O \rangle (t) = \sum_{mn}C_m^* C_n O_{mn} e^{i(\omega_m-\omega_n)t}.$$

The time average of this is given by:

$$ \overline{O}=\sum_{mn} C_m^*C_n O_{mn} I_{mn}$$ $$ I_{mn}=\lim_{T\to \infty}\frac{1}{T}\int_0^T e^{i(\omega_m-\omega_n)}{\rm d}t $$

The above is fully general and just a matter of definitions. We now need to make assumptions: first, that there are no degeneracies $\omega_m\neq \omega_n$ and so $I_{mn}=\delta_{mn}$. This is quite remarkable: the time dependence of the system has completely gone away in the long time limit. What has happened is that no matter what carefully arranged phase relationships you might start your initial state in are, the fact they evolve at different times means that they eventually dephase. This then gives the time average as:

$$\overline{O} = \sum_m |C_m|^2 O_{mm}$$

Now the question this raises is that surely this should depend on the initial state, that is, on the $|C_m|$'s. However, it turns out that for many observables in the energy basis in a chaotic system, the matrix elements are given by:

$$O_{mn}=O(E_m)\delta_{mn}+\text{ Some small random matrix}$$

where $O(E_m)$ is the microcanonical expectation value (essentially by definition of the microcanonical ensemble). The fact that $O_{mn}$ looks almost diagonal means the average does not depend on the $|C_m|$'s and instead just gives:

$$\overline{O} = O(E) \sum_{m}|C_m|^2 = O(E) $$ ie the microcanonical ensemble average at the expectation value of the energy. The assumptions we had to make were that the off-diagonal (in the energy basis) matrix elements were small. This can be justified somewhat by random matrix theory, in which it is a result that if you replace your Hamiltonian with a random Hamiltonian then the corresponding random part of your observable scales like $D^{-1/2}$ in the dimension of your Hilbert space.


References

A good review of this is 'From Quantum Chaos and Eigenstate Thermalization to Statistical Mechanics and Thermodynamics' - ArXiV page here

$\endgroup$
2
  • 1
    $\begingroup$ In case the OP wants to read further on this topic, it's worth mentioning the eigenstate thermalization hypothesis by name, and also that this is still a highly active area of research. $\endgroup$
    – Zack
    Mar 22, 2021 at 19:29
  • $\begingroup$ @Zack yes that's a good idea - have indicated this now. It should be noted that this answer is very sketchy and makes no attempt to verify that the variances involved are small but I've added a reference which does these things. $\endgroup$
    – jacob1729
    Mar 23, 2021 at 0:25
1
$\begingroup$

Ergodicity is the assertion of the equivalence of time and ensemble averages. It is not an explanation for that equivalence. In fluid mechanics ergodicity is based on an appeal to Taylor's frozen turbulence hypothesis. Taylor argued that a stationary observer sees the statistical properties of the flow as if the flow was frozen and moves past the observer at a steady rate.

Recent observations show ergodicity breaks down in the case of temperature fluctuations. See Yu Cheng et al (2017) doi:10.1002/2017GL073499

$\endgroup$

Your Answer

By clicking “Post Your Answer”, you agree to our terms of service and acknowledge you have read our privacy policy.

Not the answer you're looking for? Browse other questions tagged or ask your own question.