In 't Hooft beable models, do measurements keep states classical?

This is a questions on 't Hooft's beable models (see here: Discreteness and Determinism in Superstrings?) for quantum mechanics, and the goal is to understand to what extent these succeed in reproducing quantum mechanics. To be precise, I will say an "'t Hooft beable model" consists of the following:

• A very large classical cellular automaton, whose states form a basis of a Hilbert space.
• A state which is imagined to be one of these basis elements.
• A unitary quantum time evolution operator which, for a series of discrete times, reproduces the cellular automaton evolution rules.

't Hooft's main argument (which is interesting and true) is that it is possible to reexpress many quantum systems in this form. The question is whether this rewriting automatically then allows you to consider the quantum system as classical.

The classical probabilisitic theory of a cellular automaton necessarily consists of data which is a probability distribution $\rho$ on CA states evolving according to two separate rules:

• Time evolution: $\rho'(B') = \rho(B)$, where prime means "next time step" and B is the automaton state. You can extend this to a probabilistic diffusion process without difficulty.
• Probabilistic reduction: if a bit of information becomes available to an observer through an experiment, the CA states are reduced to those compatible with the observation.

I should define probabilistic reduction—it's Bayes' rule: given an observation that we see produces a result $x$, but we don't know the exact value $x$, we know a the probability $p(x)$ that the result is $x$, the probabilistic reduction is

$$\rho'(B) = C \rho(B) p(x(B)),$$

where $x(B)$ is the value of $x$ which would be produced if the automaton state is $B$, and $C$ is a normalization constant. This process is the reason that classical probability theory is distinguished over and above any other system—one can always interpret the Bayes' reduction process as reducing ignorance of hidden variables.

The bits of information that become available to a macroscopic observer internal to the CA through experiment are not microscopic CA values, but horrendously nonlocal and horrendously complex functions of gigantic chunks of the CA. Under certain circumstances, the probabilistic reduction plus the measurement process could conceivably approximately mimic quantum mechanics, I don't see a proof otherwise. But the devil is in the details.

In 't Hooft models, you also have two processes:

• Time evolution: $\psi \rightarrow U \psi$.
• Measurement reduction: the measurement of an observable corresponding to some subsystem at intermediate times, which, as in standard quantum mechanics, reduces the wavefunction by a projection.

The first process, time evolution, is guaranteed to keep you not superposed in the global variables, since this is just a permutation in 't Hooft's formulation, that's the whole point. But I have seen no convincing argument that the second process, learning a bit of information through quantum measurement, corresponds to learning something about the classical state and reducing the CA probabilistic state according to Bayes' rule.

Since 't Hooft's models are completely precise and calculable (this is the great virtue of his formulation), this can be asked precisely: is the reduction of the wavefunction in response to learning a bit of information about the CA state through an internal observation always mathematically equivalent to a Bayes reduction of the global wavefunction?

I will point out that if the answer is no, the 't Hooft models are not doing classical automata, they are doing quantum mechanics in a different basis. If the answer is yes, then the 't Hooft models could be completely rewritable as proper activities on the probability distribution $\rho$, rather than on quantum superposition states.

• Ron, this is way over my mathematical background but I am curious about something simpler:can complex numbers appear from real numbers without introducing the "i" by hand? – anna v Aug 15 '12 at 6:49
• @annav: the "i" can be considered as a two-by-two matrix, you don't have to use complex numbers. When you have complex eigenvalue pairs for a linear evolution (this happens generically when you have entropy preserving motion of a probability system that doesn't have a reversing measure), you can introduce complex vectors for convenience, they correspond to time-reflected waves as usual, so this is not a showstopper. It's a good question, but not this question, it's one of the things one should adress. t'Hooft introduces complex numbers by diagonalization--- eigenvectors of real Hamiltonians. – Ron Maimon Aug 15 '12 at 7:53
• I can't really give a full answer, because I don't claim to reproduce QM from CA models--- I admit I can't do it, I just don't see it as necessarily impossible, given holographic nonlocality. to see an example, consider a circle automaton where all sites move to the right. You can define perturbations to the uniform probability steady state which are complex waves which move to the right and to the left. These are formal waves, every real distribution is an equal sum of complex conjugate pairs, but I don't see any reason why formal complex waves can't end up describing some interior thing. – Ron Maimon Aug 15 '12 at 7:58
• @annav: the complex structure is related to the 2-out-of-3 property; the real and imaginary parts of the hermitian product are symmetric and anti-symmetric forms which induce a metric and symplectic structure on the projective Hilbert space; the metric structure provides the probabilities and the symplectic one the dynamics via Hamilton's equations; if we require metric and symplectic structure to be compatible, we get an almost-complex structure for free even if we consider the projective space as a real manifold – Christoph Aug 15 '12 at 11:17
• Let me add a question, for comparison: My favorite "classical" theory is the planetary system, assuming that planets move as point particles under Newton's laws. Yoy can actually introduce non-commuting operators there as well. The "Earth-Mars exchange operator" puts Mars where Earth is and Earth where Mars is (and some simple rules about their velocities and moons). The eigenvalues of this operator are $\pm 1$. We can calculate how it evolves. Is this an observable? – G. 't Hooft Aug 18 '12 at 13:21

I think the correct answer is that such models are both quantum mechanical and classical, although this could be considered as a question of semantics.

It is a fact that, as soon as you found a basis in your quantum system where the evolution is just a permutation, the "quantum probabilities" for the states in this basis, (as defined by Born's rule) become identical to the classical probabilities (indeed obeying Bayes' logic). Therefore it will be difficult to avoid interpreting them as such: the "universe" is in one of these states, we don't know which, but we know the probabilities.

The question is well posed: will it still be meaningful to consider superimposed states in this basis, and ask whether these can be measured, and how these evolve?

My answer depends on whether the quantum system in question is sufficiently structured to allow for considering "macroscopic features" in the "classical limit", and whether this classical limit allows for non-trivial interactions, causing phenomena as complex as "decoherence".

Then take a world described by this model and consider macroscopic objects in this world. The question is then whether inside these macroscopic objects (planets, people, indicators in measurement devices,...), our CA behaves differently from what they do in the vacuum. This may be reasonable to assume, and I do assume this to be true in the real world, but it is far from obvious. If it is so, then the macroscopic events are described by the CA alone.

This then would be my idea of a hidden variable theory. Macroscopic features are defined to be features that can be recognised by looking at collective modes of the CA. They are classical. Note that, if described by wave functions, these wave functions will have collapsed automatically. Physicists in this world may have been unable to identify the CA states, but they did reach the physical scale where CA states no longer behave collectively but where, instead, single bits of information matter. These physicists will have been able to derive the Schroedinger equation for the states they need to understand their world, but they work in the wrong basis, so that they land in heated discussions about how to interpret these states...

Note added: I thought my answer was clear, but let me summarise by answering the last 2 paragraphs of the question:

YES, my models are always equivalent to a "Bayes reduction of the global wave function"; if you can calculate how the probability distribution $\rho$ evolves, you are done.

But alas, you would need a classical computer with Planckian proportions to do that, because the CA is a universal computer. So if you want to know how the distributions behave at space and time scales much larger than the Planck scales, the only thing you can do is do the mapping onto a quantum Hilbert space. QM is a substitute, a trick. But it works, and at macroscopic scales, it's all you got.

• Nothing stops me from using genuine QM amplitudes when defining how the Earth-Mars exchange operator works; it's just semantics, not physics. Same in a CA. All operators that are not diagonal on the CA basis are "physically useless", but they may be mathematically useful when turning to another basis. If you look at the math in my papers, you see an astonishing fact: the evolution operator works the same way on all beables, as it works on interchange operators (changeables)! This makes symmetry transformations between them possible! – G. 't Hooft Aug 20 '12 at 21:27
• Finally: in the CA models of QM, there's something else: the physical vacuum, $|\,\emptyset\,\rangle$, must be a superposition of all (or nearly all?) CA states $|n\rangle$. We can still choose the phase angles there and it is tempting to define these as being 0 (all inner products positive). That will uniquely define most other phases in the QM picture. May come out handy. – G. 't Hooft Aug 20 '12 at 21:35
• And well, before anybody else makes a nasty remark about it: discussing vacuum fluctuations this way requires second quantization. I have not yet been able to do second quantization of my formalism for (super) string theory; other little math obstacles will have to be put out of the way first. Will the second quantized string still act as a CA? I expect yes, but I don't know. I was hoping more experienced string guys would jump in. – G. 't Hooft Aug 20 '12 at 21:41
• 3) And now look at a quantum experiment. Atoms, photons, molecules are too small to affect collective behavior of a CA. My math tells me that one can map the CA states onto wave functions describing these atoms. The theory says: do that math. Solve those Schroedinger equs. You will end up with a wave function describing the final state. THEN go back and project that on the CA states in your detector. Voila, you did quantum physics to explain what your detector did. IT'S THE ONLY WAY TO EXPLAIN THAT! – G. 't Hooft Aug 22 '12 at 8:41
• It's not a question of "thinking that ..." or "intuition", I am talking of simple mathematical facts. As explained in step 3 above, all that needs to be computed in a CA, with states $|Q_i(t)\rangle$ is the amplitudes $\langle Q_i(t_{\,1})|Q_j(t_{\,2})\rangle$. They are 0 or 1 (mostly 0). I can compute this in any basis I like. These are unitary transformations. There's nothing more to it than that. But I am done. I terminate this discussion. – G. 't Hooft Aug 23 '12 at 12:36